The EFS-Web Law Platform (uspto.gov/ sites/default/files/documents/2019LegalFrameworkPES.pdf) and MPEP A§ provide detailed information for submitting applications as well as other documentation via EFS-Web. The info below are specific to sequence list articles via EFS-Web.
Pursuant to your EFS-Web Legal Framework, individuals may send a series list under 37 CFR 1.821 as an as ASCII book file via EFS-Web in the place of on compact disc, supplied the requirements contains an announcement in another paragraph (ideally from the first-page) that integrate by reference the material inside the ASCII text document determining title from the ASCII book document, the big date of production, additionally the measurements of the ASCII book file in bytes. The requirements of 37 CFR 1.52(e)(3) – (6) for paperwork presented on cd commonly applicable to sequence directories posted as ASCII text files via EFS-Web. txt” extension.
It is suggested that a sequence detailing end up being provided in an ASCII text file via EFS-Web instead of in a PDF file. Read subsection IV, here, for specifics of filing a major international application (PCT) with a sequence detailing text file via EFS-Web.
If a series listing ASCII text document provided via EFS-Web about software submitting time complies making use of the requirements of 37 CFR 1.824(a)(2)-(6) and (b), and client hasn’t recorded a sequence listing in a PDF file (or in some recoverable format) on the same day, the text file will act as both papers backup necessary for 37 CFR 1.821(c) additionally the computers understandable type (CRF) necessary for 37 CFR 1.821(e).Thus, listed here are not necessary and may not be submitted: (1) an extra copy associated with series listing in a PDF file; (2) a statement under 37 CFR 1.821(f) (indicating the report backup and CRF copy in the series list tend to be the same); and (3) a demand to make use of a certified desktop understandable kind of the sequence list definitely currently on file for another software pursuant to 37 CFR 1.821(e). If these a request are submitted, the USPTO don’t carry out the consult but uses the series detailing provided when you look at the ASCII text file utilizing the program via EFS-Web. Checker program that could be accustomed examine a sequence listing for conformity aided by the requirements of 37 CFR 1.824 can be acquired in the USPTO internet site at types-patent-applications/utility-patent/checker-version-446. The consumer Notes in the Checker internet site must consulted for a description of problems which aren’t indicated, and contents which is not confirmed, by the examiner software.
However, each text document should be in compliance with ASCII and get a file name with a “
If a user submits a sequence list (under 37 CFR 1.821(c) and (e)) as an ASCII book file via EFS-Web in reaction to a necessity under 37 CFR 1.821(grams) or (h), the sequence detailing text file should be associated with an announcement the submitting does not include any latest point which happens beyond the disclosure on the application as registered. On top of that, if a person submits an amendment to, or an alternative of, a sequence list (under 37 CFR 1.821(c) and (elizabeth)) as an ASCII text file via EFS-Web, the series noting text file ought to be followed closely by: (1) a statement that distribution doesn’t come with any new topic, and (2) an announcement that indicates assistance when it comes down to amendment in the application, as recorded. Discover 37 CFR 1.825. An incorporation-by-reference statement associated with the sequence lists can required in both these cases.
Read MPEP A§
Submission of this sequence listing in a PDF document regarding the software filing big date just isn’t suggested. Customer must still offer the CRF necessary for 37 CFR 1.821(e), therefore the series list in the PDF document won’t be omitted when deciding the application proportions charge. The USPTO likes the submitting of a series list in an ASCII text document via EFS-Web in the program processing big date because as mentioned above, if client hasn’t submitted a moment copy associated with sequence list in a PDF file (or in writing) on a single time, the text document will act as the paper copy necessary for 37 CFR 1.821(c) in addition to CRF required by 37 CFR 1.821(e). Any series noting presented in PDF style (or written down) on the program submitting big date is treated as paper content necessary for 37 CFR dil mil review 1.821(c). If applicant submits a sequence list in a PDF file and an ASCII book file via EFS-Web regarding application filing go out, an announcement your series list content regarding the PDF content and also the ASCII text document duplicate include identical is needed. In situations where candidate files the sequence listing in PDF format and requests the application of the CRF of some other program under 37 CFR 1.821(e), applicant must submit a letter and ask for in compliance with 37 CFR 1.821(e) and an announcement your PDF content recorded inside newer software is identical to the CRF filed within the different program.